Nex Systems
Type not stated

Bruce P. Kelly

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/22/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020065188801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Nolan Securities Corp. (Respondent) Member Firm CRD No. 27984 Bruce P. Kelly (Respondent) General Securities Principal, General Securities Representative Introducing Broker-Dealer Financial and Operations Principal, Operations Professional and Compliance Officer CRD No. 1385457 Pursuant to FINRA Rule 9216, Respondents Nolan Securities

    Reference 2020065188801data-portal.finra.orgfinra.org

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