Nex Systems
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BRUCE PARISH HUTSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/21/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100239436 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bruce Parish Hutson, Respondent Registered Representative CRD No. 2582087 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Bruce Parish Hutson ("Hutson"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2010023943602data-portal.finra.orgfinra.org

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