Nex Systems
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Bruce Zaro

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/22/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057636001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bruce Zaro, Respondent CRD No. 1271065 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Bruce Zaro ("Zaro" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2018057636001data-portal.finra.orgfinra.org

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