Nex Systems
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BRUT LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/25/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20050000341-01 TO: Department of Market Regulation NASD RE: BRUT, LLC, Respondent, Broker-Dealer CRD No. 7270 Pursuant to Rule 9216 of the NASD Code of Procedure, BRUT, LLC ("BRUT" or the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition

    Reference 2005000034101data-portal.finra.orgfinra.org

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