Nex Systems
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Bryan Corona

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/09/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023079220801 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Bryan Corona (Respondent) Former Investment Company and Variable Contracts Product Representative CRD No. 6025348 Pursuant to FINRA Rule 9216, Respondent Bryan Corona submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2023079220801data-portal.finra.orgfinra.org

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