Nex Systems
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Bufus Outlaw Jr.

Regulator action

United States. Named in 2 sanctions listings.

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Sanctions and listings2

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/04/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014039993801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Bufus Outlaw Jr. (CRD No. 2275911), Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Bufus Outlaw Jr. ("Outlaw" or "Respondent"), submit this letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2014039993801data-portal.finra.orgfinra.org

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/15/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052210001 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Bufus Outlaw Jr. (CRD No. 2275911), Respondent Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Bufus Outlaw Jr., submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2017052210001finra.orgdata-portal.finra.org

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