Nex Systems
Type not stated

BULLARO SECURITIES CORP.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/20/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. ELI20040026 - 01 TO: Department of Enforcement NASD RE: Bullaro Securities Corp. Member Firm (BD No. 28042) Sal Stephen Bullaro (CRD No. 2022687) Pursuant to Rule 9216 of the NASD Code of Procedure, Bullaro Securities Corp. ("Bullaro Securities") and Sal Stephen Bullaro ("Sal Bullaro") (collectively, "Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference ELI2004002601finra.orgdata-portal.finra.org

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