Type not stated

CAMBRIDGE INTERNATIONAL PARTNERS INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/11/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO.C10050032 Department of Enforcement NASD Cambridge International Partners, Inc. (BD No. 40451) Pursuant to Rule 9216 of NASD Code of Procedure, Respondent Cambridge International Partners, Inc. (hereinafter "Respondent" or "Cambridge") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that,

    Reference C10050032data-portal.finra.orgfinra.org

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