Nex Systems
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Camille Smith

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/14/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20120339682 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Camille Smith, Respondent Registered Representative CRD No. 5403550 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Camille Smith ("Smith") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2012033968201data-portal.finra.orgfinra.org

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