Nex Systems
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Carl George Antaki

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/20/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063601401 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Carl George Antaki (Respondent) General Securities Representative CRD No. 4177543 Pursuant to FINRA Rule 9216, Respondent Carl George Antaki submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019063601401data-portal.finra.orgfinra.org

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