Nex Systems
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CARL HENRY BLANCHARD

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/11/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010021436501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Carl Henry Blanchard (CRD 3175596) Respondent Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, Carl Henry Blanchard ("Blanchard" or "Respondent"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC

    Reference 2010021436501data-portal.finra.orgfinra.org

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