Nex Systems
Type not stated

Carly C. Zelner

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/09/2026: Between January 2023 and January 2024, Zelner improperly used firm funds by charging the firm approximately $6,000 in meal expenses that did not comply with the firm’s expense policy. Therefore, Zelner violated FINRA Rule 2010 and is suspended for nine months from associating with any FINRA member in all capacities.

    Reference 2024081939101data-portal.finra.orgfinra.org

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