Nex Systems
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CARMEN MCCRANIE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/04/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090165472 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Carmen McCranie, Respondent General Securities Representative CRD No. 4139628 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Carmen McCranie, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2009016547201data-portal.finra.orgfinra.org

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