Nex Systems
Type not stated

Carol Abdo-Brownsberger

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/18/2025: Abdo-Brownsberger provided inaccurate information to her firm when seeking approval to serve as the trustee of a private foundation funded with assets from a customer’s estate, in violation of FINRA Rule 2010. Abdo-Brownsberger also opened a brokerage account for the foundation at a different member firm without prior written consent from Wells Fargo, in violation of FINRA Rules 3210 and 2010. For these violations, Abdo-Brownsberger is suspended for six months and fined $5,000.

    Reference 2023080407301finra.orgdata-portal.finra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.