Nex Systems
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Carol Ann Holesha

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/16/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059481701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Carol Ann Holesha, Respondent General Securities Representative CRD No. 1490209 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Carol Ann Holesha ("Holesha" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2018059481701data-portal.finra.orgfinra.org

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