Nex Systems
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CAROL SUSAN BUNEVICH

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/24/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100226030-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Carol Susan Bunevich, Respondent Registered Representative CRD No. 1731603 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Carol Susan Bunevich, ("Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2010022603001data-portal.finra.orgfinra.org

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