Nex Systems
Type not stated

CARSON WOODS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/09/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090210296 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Carson Woods, Respondent General Securities Representative CRD No. 4686512 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Carson Woods ("Woods") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2009021029616data-portal.finra.orgfinra.org

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