Nex Systems
Type not stated

CARY W. SUCOFF

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/19/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007007357901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Lewis Mason, Respondent General Securities Representative (CRD# 1797652) Cary W. Sucoff, Respondent General Securities Principal; General Securities Representative (CRD# 1156732) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents Lewis Mason and Cary W. Sucoff submit this Letter of Acceptance, Waiver and

    Reference 2007007357901data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.