Nex Systems
Type not stated

CASCADIA CAPITAL LLC

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/02/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007007962901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Cascadia Capital, LLC, Respondent Member CRD No. 101020 and Michael Joseph Butler, Respondent General Securities Principal CRD No. 1607507 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Respondents submit this

    Reference 2007007962901data-portal.finra.orgfinra.org

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