Nex Systems
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Cecil B. Byers

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/08/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015046758101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Cecil B. Byers, Respondent General Securities Representative CRD No. 809253 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Cecil B. Byers submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This

    Reference 2015046758101finra.orgdata-portal.finra.org

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