Nex Systems
Type not stated

CENTENNIAL SECURITIES COMPANY INC.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/17/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20150465811-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Centennial Securities Company, Inc., Respondent Broker-Dealer CRD No. 7763 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Centennial Securities Company, Inc. (the "firm") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose ofproposing a settlement of the alleged

    Reference 2015046581101data-portal.finra.orgfinra.org

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