Nex Systems
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Cesar Hurtado

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/06/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2017055890901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Cesar Hurtado (Respondent) General Securities Representative CRD No. 4137948 Pursuant to FINRA Rule 9216, Respondent Cesar Hurtado submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2017055890901data-portal.finra.orgfinra.org

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