Nex Systems
Type not stated

CHAD EUGENE MILLER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/01/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050005531-01 TO: Department of Enforcement NASD RE: Chad Eugene Miller, Respondent General Securities Principal, CRD No. 3167130 Pursuant to Rule 9216 of NASD Code of Procedure, Chad Eugene Miller ("Respondent"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on

    Reference 2005000553101data-portal.finra.orgfinra.org

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