Nex Systems
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CHAD HANSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/01/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT MATTER NO. 20110293476 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA''') RE: Chad Hanson (CRD No. 4351092) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Chad Hanson ("Hanson"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted

    Reference 2011029347601data-portal.finra.orgfinra.org

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