Nex Systems
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Chad M. Rogers

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/22/2025: Between August 2022 and June 2023, while associated with IFP. Rogers impersonated 14 customers during 22 phone calls to his prior firm seeking 10 have his customers' accounts transferred to IFP or transfer funds to the customers' bank accounts. By virtue of this conduct. Rogers violated FINRA Rule 2010 and is suspended in all capacities for 45 days and fined $5,000. conducL Rogers violated FINRA Rule 2010 and is suspended in all capacities for 45 days and fined $5,000.

    Reference 2023079833901data-portal.finra.orgfinra.org

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