Nex Systems
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Chad T. Crawford

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/26/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068470001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Chad T. Crawford (Respondent) Former General Securities Representative and Former General Securities Principal CRD No. 4257257 Pursuant to FINRA Rule 9216, Respondent Chad T. Crawford submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020068470001finra.orgdata-portal.finra.org

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