Nex Systems
Type not stated

CHARLES BARNETT DAVIS JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/17/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010021530001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Charles Barnett Davis, Jr., Respondent CRD No. 61845 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Charles Barnett Davis, Jr. ("Davis"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is

    Reference 2010021530001data-portal.finra.orgfinra.org

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