CHARLES DIDOMENICO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/09/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20090210296 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Charles DiDomenico, Respondent General Securities Representative CRD No. 4514236 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Charles DiDomenico ("DiDomenico"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2009021029612data-portal.finra.orgfinra.org
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