Nex Systems
Type not stated

CHARLES E.M. RENTSCHLER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/05/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010024486901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Charles E.M. Rentschler, Respondent General Securities Representative and Research Analyst CRD No. 4713615 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Charles E. Mitchell Rentschler ("Rentschler"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the

    Reference 2010024486901finra.orgdata-portal.finra.org

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