Nex Systems
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CHARLES FIORUCCI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/04/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022424201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Charles Fiorucci, Respondent CRD No. 1527771 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Charles Fiorucci, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violation described below. This AWC is submitted on the condition that,

    Reference 2010022424201data-portal.finra.orgfinra.org

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