Nex Systems
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CHARLES H. EVANS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/25/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006006801301TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Charles Howard Evans, Respondent General Securities Representative CRD No. 835819 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Charles Howard Evans, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of

    Reference 2006006801301data-portal.finra.orgfinra.org

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