Nex Systems
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CHARLES SCOT JACOBI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/24/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080123679-01 TO: Department of Market Regulation Financial Industry Regulatory Authority ("FINRA") RE: Charles Scot Jacobi, Respondent Registered Representative CRD No. 1209710 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Charles Scot Jacobi, "Respondent" submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2008012367901data-portal.finra.orgfinra.org

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