Nex Systems
Type not stated

Charles Terrence Lundell

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/07/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053736201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Charles Terrence Lundell, Respondent Former Registered Representative CRD No. 314440 Pursuant to FINRA Rule 9216 of FINRA's

    Reference 2017053736201data-portal.finra.orgfinra.org

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