Nex Systems
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CHARLES W. SHIREY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/22/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008015696301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Charles W. Shirey, Respondent General Securities Principal and General Securities Representative [CRD No. 1223761] Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Charles W. Shirey, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose

    Reference 2008015696301finra.orgdata-portal.finra.org

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