Nex Systems
Type not stated

CHASTITY COUVERTIER

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/07/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, COMPLAINANT, v. CHASTITY COUVERTIER, (UNREGISTERED), Respondent. DISCIPLINARY PROCEEEDING NO. 20070094515 Hearing Officer: AWH ORDER ACCEPTING OFFER OF SETTLEMENT Date: October 7, 2008 INTRODUCTION Disciplinary Proceeding No. 20070094515 was filed on August 11, 2008, by the Department of Enforcement of the Financial Industry Regulatory ("FINRA"). ("Complainant"). Respondent Chastity Couvertier ("Respondent")

    Reference 2007009451501data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.