Nex Systems
Type not stated

Cheng-Ying (Donna) Chen

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/31/2013: FINANCIAL INDUSTRY REGULARTORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011030636701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Cheng-Ying ("Donna") Chen, Respondent General Securities Representative CRD #4982316 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose

    Reference 2011030636701finra.orgdata-portal.finra.org

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