Nex Systems
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CHERYL ANN HOWARD HIXON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/04/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHERYL ANN HOWARD HIXSON (CRD No. 2474360), Respondent. Disciplinary Proceeding No. 20070093638 DEFAULT DECISION Hearing Officer-SNB September 4, 2008 For failing to provide requested information, in violation of Rules 8210 and 2110, Respondent is barred from associating with any FINRA member in any capacity. Appearances Elena Salzman Kindler, Esq., and Danielle I. Schanz, Esq., for the Department

    Reference 2007009363801data-portal.finra.orgfinra.org

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