Nex Systems
Type not stated

ChoiceTrade

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/09/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019063434601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: ChoiceTrade (Respondent) Member Firm CRD No. 104021 Neville Golvala (Respondent) General Securities Principal CRD No. 1710355 Pursuant to FINRA Rule 9216, Respondents ChoiceTrade and Neville Golvala submit this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2019063434601data-portal.finra.orgfinra.org

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