Nex Systems
Type not stated

CHRIS H. CRAIG

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    02/19/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO C8A050014 To: Department of Enforcement NASD Re: Chris H. Craig Registered Representative CRD # 1623738 Pursuant to Rule 9216 of NASD Code of Procedure, Chris H. Craig ("Craig" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the

    Reference C8A050014data-portal.finra.orgfinra.org

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