Nex Systems
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CHRIS L. MEACHAM

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/19/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050017095-01 TO: Department of Enforcement NASD RE: Chris L. Meacham Respondent General Securities Principal and General Securities Representative CRD No. 1366969 Pursuant to Rule 9216 of NASD Code of Procedure, I, Chris L. Meacham ("Meacham"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2005001709501data-portal.finra.orgfinra.org

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