Nex Systems
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CHRIS T. BOND

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/21/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. CHRIS T. BOND, CRD No. 5305454, Respondent. Disciplinary Proceeding No. 2007008605101 Hearing Officer-SNB ORDER ACCEPTING OFFER OF SETTLEMENT Date: October 21, 2008 INTRODUCTION Disciplinary Proceeding No. 2007008605101 was filed on February 21, 2008, by the Department of Enforcement of the Financial Industry Regulatory

    Reference 2007008605101data-portal.finra.orgfinra.org

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