Nex Systems
Type not stated

CHRISTIAN JOEL BRAND

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/03/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Christian Joel Brand, CRD No. 2434521, Respondent. Disciplinary Proceeding No. 2009020906701 Hearing Officer: LOM Date: June 3,2013 ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2009020906701 was filed on August 8,2012, by the Department of Enforcement of the Financial Industry Regulatory Authority

    Reference 2009020906701data-portal.finra.orgfinra.org

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