Nex Systems
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CHRISTIAN POWERS CALL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/30/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070094623 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Christian Powers Call, Respondent, CRD No. 2290196 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Christian P. Call, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if

    Reference 2007009462301data-portal.finra.orgfinra.org

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