Nex Systems
Type not stated

CHRISTINA DECASTRO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/17/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20050020893-01 TO: Department of Enforcement NASD RE: Pactual Capital Corporation (BD No. 34569) Respondent and Christina deCastro (CRD No. 2601034) Respondent Pursuant to Rule 9216 of NASD Code of Procedure, Pactual Capital Corporation ("Pactual" or "the firm") and Christina deCastro (collectively, "Respondents") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2005002089301data-portal.finra.orgfinra.org

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