Nex Systems
Type not stated

CHRISTINA W. GOODRIDGE

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/02/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E0120040339-02 TO: Department of Enforcement NASD RE: Christina W. Goodridge General Securities Representative CRD No. 1220305 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below.

    Reference E012004033902data-portal.finra.orgfinra.org

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.