Nex Systems
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Christine A. Murphy

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/05/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055369201 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Christine A. Murphy, Respondent Financial and Operations Principal CRD No. 1510853 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Christine A. Murphy (“Murphy” or “Respondent”), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged

    Reference 2017055369201data-portal.finra.orgfinra.org

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