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Christopher A. Matuch

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/11/2025: From April 2022 through August 2022, Matuch inaccurately marked the value of six positions in his trading book in 1,034 instances, thereby concealing millions of dollars in unrealized losses from his member firm. For this falsification in violation of FINRA Rule 2010, Matuch is suspended in all capacities for four months and fined $5,000...

    Reference 2024083981002data-portal.finra.orgfinra.org

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