Nex Systems
Type not stated

CHRISTOPHER A. PARRIS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/24/2016: SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 78669 / August 24, 2016 Admin. Proc. File No. 3-17128 In the Matter of the Application of Christopher A. Parris For Review ofAction Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION REVIEW OF FINRA ACTION Registered securities association barred individual under default provision of rule providing expedited procedure for addressing failures to provide requested information.

    Reference 2015046056401data-portal.finra.orgfinra.org

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