Nex Systems
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Christopher Alexander Polinaire

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/01/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020066685701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Christopher Alexander Polinaire (Respondent) General Securities Principal CRD No. 4330879 Pursuant to FINRA Rule 9216, Respondent Christopher Alexander Polinaire submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2020066685701data-portal.finra.orgfinra.org

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