Nex Systems
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CHRISTOPHER ANCI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/31/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011030254901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Matrix Capital Group, Inc., Respondent Broker-Dealer CRD 33364 Christopher Anci Registered Principal and Representative CRD 2747555 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondents Matrix Capital Group, Inc. ("Matrix") and Christopher Anci

    Reference 2011030254901data-portal.finra.orgfinra.org

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